List of detected cases of the misuse of insider information and market manipulation (market abuse)
| № | Release date | Type | Marks | Instruments | Offenders | Period of activity | Measures taken |
|---|---|---|---|---|---|---|---|
| 156 | 21.12.2023 | Market manipulation | Transactions with futures contracts in collusion | Futures contracts on ordinary shares Rostelekom (RTKM-3.23), Public Joint Stock Company (PHOR-3.23), AFK Systema (AFKS-3.23), Samolet Group Public Joint Stock Company (SMLT-3.23), PJSC «FGC ROSSETI» (FEES-3.23), Public Joint Stock Company Gazprom Neft (SIBN-3.23), Magnit (MGNT-3.23), PJSC «PIK SHb» (PIKK-3.23), United Company RUSAL, international public joint-stock company (RUAL-3.23), RusHydro (HYDR-3.23), Aeroflot (AFLT-3.23), RGBI Index (RGBI-12.22) | Kuzmin Aleksander Konstantinovich, Markova Aleksandra Arkadyevna, Chufarova Galina Ivanovna | 31.10.2022 – 23.11.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Kuzmin A.K., Markova A.A., Chufarova G.I. The Bank of Russia sent orders to suspend trading through trading accounts held by the above persons. |
| 155 | 06.12.2023 | Market manipulation | Transactions with bonds in collusion | Bonds: «TD RKS» Ltd (ISIN RU000A102KQ5), Pioneer Leasing Limited (ISIN RU000A1006C3), Incab Limited Liability Company (ISIN RU000A1049M2) | Volodin Dmitry Konstantinovich, Lukashevich Yana Vladislavovna | 16.11.2022 — 16.12.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Volodin D.K., Lukashevich Y.V. The Bank of Russia sent orders to suspend trading through trading accounts held by the above persons. Volodin D.K., Lukashevich Y.V. are subject to administrative proceedings. |
| 154 | 06.12.2023 | Market manipulation | Transactions with bonds in collusion | Bonds of Sberbank (ISIN: RU000A0ZZKR1, RU000A0ZZMA3, RU000A0ZZP35, RU000A0ZZQ18, RU000A100S41) | Semakin Aleksander Vladimirovich, Okulova Lyubov Nikolaevna, Gaptrakhimov Marat Rashitovich | 17.12.2021 – 29.07.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Semakin A.V., Okulova L.N. and Gaptrakhimov M.R. The Bank of Russia sent orders to suspend trading through trading accounts held by the above persons. Semakin A.V., Okulova L.N. are subject to administrative proceedings. |
| 153 | 06.12.2023 | Market manipulation | Transactions with derivatives in collusion | Options: Si69500BC0, RI120000BU9, RI117500BU9, BR30BE0, ED1.07BC0, RI132500BC0A, BR63BD0, BR54BC0, BR70BO0, BR70BC0, GD1600BO0, BR18BQ0, BR16BQ0, BR36BE0, BR21BQ0, BR45BE0, BR20BQ0, BR30BQ0, BR35BE0, BR28BQ0, BR34BE0, BR25BQ0, BR37BE0, BR23BQ0, BR30BR0, BR31BR0, BR35BR0, BR35BQ0, BR38BF0, BR28BR0, BR33BR0, BR40BF0, BR36BR0, BR37BR0, BR39BR0, BR42BF0, BR35BF0, BR44BF0, BR41BR0, BR36BS0, BR39BS0, BR40BS0, BR46BG0, BR42BS0, BR43BS0, BR48BH0, BR40BT0, BR43BT0, BR45BI0, BR43BI0, BR41BU0, BR37BU0, BR39BU0, BR42BI0, BR35BU0, BR36BU0, BR38BU0, BR40BU0, BR44BI0, BR41BJ0, BR42BU0, BR44BJ0, BR43BJ0, BR37BV0, BR41BV0, BR45BJ0, BR42BJ0, BR40BV0, BR38BV0, BR43BV0, BR42BV0, BR35BV0, BR38BW0, BR70BK0, BR37BW0, BR42BK0, BR87BK0, BR44BK0, BR52BK0, BR42BW0, BR48BK0, BR33BW0, BR44BW0, BR40BW0, BR34BW0, BR36BW0, BR22BW0, BR55BK0, BR40BK0, BR45BK0, BR41BW0, BR53BK0, BR60BK0, BR35BW0, BR47BK0, BR43BW0, BR50BK0, BR49BK0, BR39BW0, BR29BW0, BR41BK0, BR46BK0, BR38BK0, BR34BN1, BR43BB1, BR36BQ1, BR57BL0, BR31BX0, BR30BX0, BR54BL0, BR63BL0, BR51BL0, BR60BL0, BR58BL0, BR52BL0, BR53BL0, BR56BL0, BR61BL0, BR42BX0, BR55BL0, BR50BL0, BR50BA1, BR41BW0A, BR43BW0A, BR35BW0A, BR42BK0A, BR42BW0A, BR39BW0A, BR44BK0A, BR38BW0A, BR43BK0A, BR40BW0A, BR45BK0A, RI50000BX0, RI155000BL0, RI95000BX0, RI102500BX0, RI107500BL0, RI157500BL0, RI152500BL0, RI112500BL0, RI87500BX0, RI132500BL0, RI145000BL0, RI85000BL0, RI117500BL0, RI137500BL0, RI122500BL0, RI60000BX0, RI130000BL0, RI150000BL0, RI97500BX0, RI110000BX0, RI140000BL0, RI107500BX0, RI115000BX0, RI92500BX0, RI70000BX0, RI135000BL0, RI112500BX0, RI120000BL0, RI105000BL0, RI100000BL0, RI110000BL0, RI125000BL0, RI92500BW0, RI122500BW0, RI80000BW0, RI122500BK0, RI90000BW0, RI120000BK0, RI112500BK0, RI100000BW0, RI107500BW0, RI97500BW0, RI132500BK0, RI105000BK0, RI75000BW0, RI142500BK0, RI95000BW0, RI115000BW0, RI135000BK0, RI125000BK0, RI130000BK0, RI107500BK0, RI137500BK0, RI85000BW0, RI115000BK0, RI102500BW0, RI100000BK0, RI110000BK0, RI87500BW0, RI117500BK0, RI127500BK0, RI105000BW0, RI100000BW0B, RI105000BW0B, RI115000BK0B, RI112500BK0B, RI120000BK0B, RI110000BK0B, RI102500BW0B, GD2040BL0, GD1860BL0, Si75750BL0E, RI137500BI1, RI137500BU1, RI140000BI1, RI135000BU1, RI132500BR1, RI135000BR1, BR51BM1, SV32BC1, Si75250BN1B, Si73250BB1B, BR63BB1, Si73250BB1, BR63BO1, BR65BC1, BR60BO1, BR64BC1, GZ23500BC1, BR64BO1, BR70BC1, BR71BC1, BR68BC1, BR62BO1, BR65BO1, GD1760BC1, BR74BD1, BR50BP1, BR72BD1, BR65BP1, BR70BD1, BR57BP1, BR66BD1, BR63BD1B, BR65BD1, BR60BP1, BR69BD1, BR66BQ1, BR65BQ1, BR70BE1, BR67BQ1, BR66BE1, BR71BE1, RN37500BR1, BR69BE1, BR66BH1, LK59000BU1, BR69BH1, BR80BG1, BR71BG1, BR62BS1, BR61BS1, BR63BS1, BR67BR1, BR71BF1, TT56000BI1, Si72750BF1, Si73000BF1, TT53000BU1, RN52000BR1, BR65BR1, TT57000BI1, BR71BR1, Si64000BT1, Si90250BG1, ME15000BU1, ML16250BU1, TT52000BU1, BR72BS1B, RN60000BI1, Si74250BG1A, BR78BG1, BR75BS1, BR79BG1, BR76BS1B, BR76BG1, BR77BG1, BR74BS1, BR75BG1, FS20500BU1, GZ28000BG1D, BR72BS1, Si73250BS1E, BR80BH1, BR73BT1, GZ29000BI1, GZ30000BI1, RN54000BU1, BR74BH1, Si76250BT1D, PZ147000BI1, PZ138500BU1, Si58750BI1, BR72BH1, BR72BI1, BR70BH1, Si74500BT1D, Si66750BI1B, BR75BI1, BR68BU1, RI165000BU1A, Si74000BU1A, Si78750BL1, BR77BI1, BR74BI1, BR69BU1, AK35000BL1, FS18500BU1, BR70BU1, BR73BI1, Eu94000BX1, Si78250BL1, Si55250BI1, BR76BI1, MT39000BL1, MT31000BX1, MT39500BL1, GD1800BL1, AL10500BL1, AF6750BX1, AF6750BJ1, Si76250BK1, BR75BU1C, MN4750BL1, Si73750BI1D, Si74250BI1D, Si75750BK1, Si75250BI1D, Si74750BI1D, Si73750BU1E, Si73250BU1E, Si72750BU1E, AK29000BX1, GZ36500BI1E, MN5750BX1, Eu87500BL1, Si73250BV1B, BR79BV1, BR76BV1, Si74750BJ1B, Eu84750BL1, PO12750BX1, MT32500BX1, BR80BV1, Si72250BV1, BR87BJ1C, GZ35000BL1, RI190000BJ1, Si86250BV1, Si72000BV1, Si68000BK1A, BR88BK1, Eu87000BC2, RI177500BF2, RI172500BU2, SF470BC2, SF470BO2, RI182500BR2, Eu89000BR2, Eu87000BF2, MX430000BA2, Si73000BK1A, RI182500BW1A, MX430000BM2, RI190000BK1A, MX415000BF2, MX430000BO2, RI182500BF2, RI180000BU2, BR77BK1A, BR89BW1A, Si70750BW1B, Si71750BW1B, BR97BL1, RI185000BU2, SF440BC2, SF500BO2, BR97BC2, BR90BA2, Si72750BK1B, RI170000BL2, RI167500BX2, RI187500BI2, FV24500BL1, FV23500BL1, MX410000BM2, MX420000BN2, MX420000BB2, Eu90000BF2, Eu86000BR2, Eu86000BF2, Eu85000BR2, RI172500BL2, RI172500BX2, MX420000BO2, Eu87250BR2, MX435000BF2, RI175000BI2, MX435000BA2, MX415000BN2, RI177500BR2, RI175000BF2, MX415000BO2, Si73500BW1, RI185000BK1, MX425000BB2, RI175000BR2, RI170000BU2, RI177500BI2, BR80BB2, BR78BN2, RI162500BF2, SP31750BX1, MX385000BA2, RI160000BF2, RI162500BL2, RI162500BX2, RI155000BU2, RI167500BI2, MX380000BA2, MX390000BB2, MX380000BO2, MX400000BC2, MX395000BN2, MX395000BC2, MX385000BO2, RI155000BX2, RI167500BL2, RI162500BU2, RI162500BI2, BR79BN2, MX380000BM2, MX405000BA2, BR79BB2, RI180000BR2, RI180000BF2, MX390000BN2, MX395000BB2, MX390000BO2, Eu82000BR2, SN40000BL1, RI155000BI2, RI165000BU2, RI160000BU2, RI150000BI2, BR73BM2, Eu92000BL2, Eu91500BX2, Eu86000BI2, Eu93000BU2, Eu93000BX2, Eu91000BL2, RI137500BL2, RI142500BL2, RI147500BU2, GD1500BC2, GD2100BO2, NG4.1BB2, NG3.3BN2, NG3.5BB2, NG3.9BN2, MX385000BP2, MX385000BD2, RI152500BL2, RI147500BI2, RI165000BI2, MX390000BP2, MX380000BD2, Eu87500BC2, Eu85500BC2, Eu82000BO2, Eu83000BO2, MX400000BF2, MX380000BR2, GD2100BC2, NG4.2BN2, NG3.6BB2, MM3250BR2, MM3900BF2, MM3900BR2, MM3850BF2, MM3850BR2, MX380000BP2, Eu83000BC2, RI135000BU2, RI142500BI2, RI152500BI2, RI142500BU2, Eu86000BU2, Eu93000BI2, Eu91000BX2, MM3650BF2, MM3650BR2, Eu91500BL2, MX350000BR2, MX365000BF2, RI167500BF2, RI172500BF2, MX335000BR2, MX350000BF2, MM3750BD2, MX335000BP2, MX335000BD2, MM3600BD2, MM3750BP2, MX370000BD2, MX370000BP2, RN28000BO2, Eu120500BL2, Eu136000BX2, BR100BC2D, BR113BO2D, BR102BQ2, BR100BR2, Eu137000BX2, Eu120250BL2, Eu120000BL2, BR103BO2D, BR97BE2, NG5BO2, NG5BC2, BR95BF2, BR104BO2D, NG5.05BO2, NG5.05BC2, GZ10000BC2, RN20000BC2, LK70500BO2, RN54000BO2, LK31000BC2, SP25250BO2, GZ34000BO2A, SP10250BC2, MX220000BC2, MX260000BO2, MX260000BR2, MX265000BF2, MX300000BF2, MX240000BR2, BR93BT2, MX260000BD2, MX245000BR2, BR96BH2, MX275000BD2, BR97BR2, BR101BR2, BR102BR2, MX280000BD2, MX360000BF2, MX290000BF2, MX285000BP2, MX315000BF2, MX270000BR2, MX280000BR2, MX290000BR2, MX330000BF2, MX295000BF2, MX250000BR2, BR110BT2, BR109BT2, BR106BR2, BR94BF2, MX275000BQ2, MX255000BR2, MX280000BF2, MX265000BR2, MX275000BF2, MX265000BD2, BR95BH2, BR97BH2, BR99BR2, BR91BF2, MX305000BF2, MX270000BD2, MX285000BE2, MX280000BE2, MX235000BR2, RI95000BL2, MX240000BD2, MM2450BP2, MX255000BP2, MM2500BD2, BR107BT2, BR107BH2, BR104BT2, BR104BH2, BR106BF2, MM2300BP2, MM2600BD2, BR105BR2, BR102BF2, MX230000BD2, MM2200BP2, MX240000BP2, MX220000BP2, MX230000BP2, MM2250BP2, MM2150BP2, MX235000BD2, SF400BF2, BR98BE2, SF450BR2, SF420BF2, BR105BF2, BR103BR2, MX235000BE2, SF430BI2, MX245000BD2, SF395BI2, SF395BU2, SF465BR2, SF460BR2, MX220000BE2, MX225000BP2, MX225000BE2, SF405BU2, SF450BU2, SF425BU2, MX230000BR2, BR98BH2, BR102BT2, BR104BR2, BR104BF2, SF390BU2, SF540BU2, SF300BI2, MX260000BQ2, SF360BF2, MX225000BR2, MX220000BR2, MM2300BQ2, MM2200BF2, MM2400BF2, MM2300BF2, MM2200BR2, MM2100BE2, SF440BI2, NG7BE2, NG5.9BQ2, NG5.95BQ2, SF445BI2, NG6.7BE2, NG6.3BE2, MM2350BE2, NG6.35BE2, NG6BE2, NG6.05BE2, NG6.75BQ2, NG7.2BQ2, BR100BE2, SF370BF2, BR96BE2, BR99BT2, SF345BI2, SF415BU2, NG7.6BQ2, SF350BI2, NG6.2BF2, NG7.2BR2, Eu85000BL2, Eu85750BX2, MX240000BQ2, MM2250BE2, MM2550BQ2, MM2650BQ2, MM2600BQ2, MM2600BF2, SF495BU2, NG6.5BE2, SF500BU2, NG6.95BF2, NG7BF2, NG6.9BR2, NG6.95BR2, Eu84250BU2, MX260000BF2, MM2300BE2, MX230000BE2, MM2400BE2, MM2250BR2, MX240000BE2, MM2450BR2, MM2450BE2, MM2450BF2, MM2550BE2, MX245000BE2, MX245000BQ2, NG7BQ2, NG6.55BE2, MX255000BQ2, MM2500BQ2, NG7.15BR2, NG5.95BF2, Eu72500BI2, BR103BF2, BR110BR2, MX235000BQ2, SF320BI2, NG7.55BQ2, NG7.3BQ2, NG7.35BQ2, NG7.35BE2, Eu80000BX2, MX245000BF2, SF445BU2, NG7.75BE2, NG7.7BQ2, MX250000BQ2, NG7.95BQ2, NG8BE2, NG7.65BQ2, NG7.2BE2, NG7.6BE2, NG7.3BE2, SF335BI2, NG7.55BF2, NG7.1BF2, NG7.55BR2, NG7.45BF2, Eu90000BL2, MM2100BF2, MM2450BQ2, NG7.1BE2, NG7.5BQ2, Eu68000BI2, Eu77000BX2, Eu79000BU2, Eu76750BU2, Eu74500BI2, NG7.25BE2, Eu70500BI2, MX245000BT2, NG7.4BQ2, MX260000BH2, MX230000BT2, Eu74500BU2, MX215000BU2, MX305000BI2, MX300000BI2, MM2350BQ2, MM2300BR2, SF305BI2, MM2950BG2, MM2500BF2, Eu71000BI2, Eu70750BX2, MX240000BH2, MX240000BT2, Eu71750BI2, MX205000BR2, MX320000BI2, MX210000BR2, MX600000BI2, MM2700BF2, MM2000BR2, MM1950BR2, MX200000BS2, MX275000BG2, MX295000BG2, MX290000BG2, MX220000BS2, MX270000BG2, Eu67500BX2, Eu73000BL2, Eu68000BF2, MX205000BT2, Eu61750BX2, NG7.45BQ2, Eu68500BU2, Eu68000BX2, Eu67750BX2, MX180000BS2, Eu73000BI2, SF520BR2, SF475BR2, SF455BR2, MM2150BE2, SF365BU2, MX235000BS2, SF420BI2, MX245000BG2, SF370BU2, SF405BI2, NG6.85BE2, SF470BU2, SF380BU2, SF385BU2, SF380BI2, MM2200BS2, Eu75250BL2, Eu69500BX2, Eu69750BX2, Eu72250BL2, Eu70000BX2, MX220000BT2, Eu74500BL2, MX235000BH2, Eu76750BL2, Eu75000BL2, SF410BF2, MX570000BI2, MX530000BI2, GD2300BI2, BR112BR2, BR95BR2, MM2250BF2, MM2500BR2, SF360BI2, MM2700BG2, Eu70000BI2, Eu73000BX2, Eu73500BX2, Eu72500BX2, Eu70000BU2, Eu72000BL2, Eu72750BX2, NG8.2BQ2, Eu71000BL2, Eu71000BU2, SF395BR2, SF390BR2, MM2600BG2, NG6.75BE2, MM2650BF2, MM2550BF2, AF4000BF2, GZ24250BF2, SR13500BR2, SR13000BF2, TT70000BF2, SR20000BR2, MX215000BF2, GZ10000BR2, MX295000BU2, MM2350BF2, MM2150BG2, MM2500BS2, MX235000BT2, MX230000BH2, MX250000BH2, MX245000BH2, MX310000BF2, Eu75500BI2, MX325000BI2, MT32000BF2, SR5000BR2, BR148BE2, VB2250BF2, MX240000BI2, MX210000BS2, MX240000BG2, MM2650BS2, SF450BI2, MX285000BG2, MX300000BG2, MX305000BG2, MX230000BS2, Eu65000BX2, MX225000BT2, Eu73500BU2, MX200000BR2, MX255000BF2, SF430BF2, GD1810BI2, SV22.5BU2, SV22.5BI2, SV20BI2, SV24BI2, SV21BU2. Futures contracts: BRZ0, RIZ0, BRQ1, AKZ1, SVH2, RNH2, EDH2, GDH2, BRK2, BRM2, BRN2, NGH2, NGJ2, NMH2, GDM2, MXM2, BRU2, BRV2, SiU2, MMM2, SFU2, NGK2, SVZ2, SiM2, NGM2. | Zhukov Anton Aleksandrovich, Zhukova Olga Vladimirovna | 18.03.2019 — 27.06.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Zhukov A.A. and Zhukova O.V. The Bank of Russia sent orders to suspend trading through trading accounts held by the above person. |
| 152 | 06.10.2023 | Market manipulation | Transactions with futures contracts in collusion | Futures contracts on AFK Systema (AFKS-9.22), MMK (MAGN-9.22), Surgutneftegas preferred shares (SNGP-9.22), Moscow exchange (MOEX-9.22), MMC Norilsk Nickel (lot 1) (GMKN-12.22), PJSC «Detsky mir» (DSKY-3.23), RTS Index Futures (mini) (RTSM-3.23), PJSC «FGC ROSSETI» (FEES-3.23), IPJSC United Company RUSAL (RUAL-3.23), Samolet group PJSC (SMLT-3.23), Mechel PAO (MTLR-9.22, MTLR-3.23), ALROSA ordinary shares (ALRS-6.23), Magnit (MGNT-12.22, MGNT-6.23), NLMK (NLMK-12.22, NLMK-6.23, NLMK-9.23), Tatneft (TATN-6.23, TATN-9.23), Gazprom (GAZR-9.24, GAZR-3.25) | Shubin Aleksey Konstantinovich, Shubina Tamara Vitalevna, Shubin Konstantin Vladimirovich, Shubin Artem Konstantinovich, Drozdova Tatyana Ivanovna | 18.05.2022 — 17.02.2023 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Shubin A.K., Shubina T.V., Shubin K.V., Shubin A.K., Drozdova T.I. The Bank of Russia sent orders to suspend trading through trading accounts held by the above person. Shubin A.K., Shubina T.V., Shubin K.V., Shubin A.K., Drozdova T.I. are subject to administrative proceedings. |
| 151 | 25.08.2023 | Market manipulation | Transactions with options in collusion | Margin put option on gold futures contract (GD1700BR2), call option on gold futures contract (GD2700BF2, GD2720BF2), put option on USD/RUB futures contract (Si74000BP2D, Si68000BQ2B), call option on EUR/USD futures contract (ED1.1BF2), call and put options on Brent crude futures contracts (BR115BE2C, BR111BE2A, BR92BQ2A), call option on RTS Index futures contract (RI100000BD2D) | Klevtsova Ekaterina Aleksandrovna, Stepanova Olga Vasilyevna, Reshetnikov Aleksey Vladimirovich | 27.04.2022 – 16.05.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Klevtsova E.A., Stepanova O.V., Reshetnikov A.V. The Bank of Russia sent orders to suspend trading through trading accounts held by Klevtsova E.A. and Stepanova O.V. Stepanova O.V and Reshetnikov A.V. are subject to administrative proceedings. The qualification certificates of a financial market specialist issued to Reshetnikov A.V. have been cancelled as decided by the Bank of Russia. |
| 150 | 13.07.2023 | Market manipulation | Transactions with futures contracts in collusion | Futures contracts on nickel (Nl-2.23, Nl-3.23), RTS Index (RTS-12.23, RTS-12.24, RTS-3.24, RTS-6.24, RTS-9.23, RTS-9.24), CPT Novorossijsk Russian Wheat index (WHEAT-6.23) | Sokolov Alexey Valerievich, Sokolova Nadezhda Nikandrova, Yusov Artem Olegovich | 30.11.2022 — 14.02.2023 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Sokolov А.V., Sokolova N.N. и Yusov А.О. The Bank of Russia sent orders to suspend trading through trading accounts held by the above persons. Sokolov А.V., Sokolova N.N. и Yusov А.О. are subject to administrative proceedings. |
| 149 | 16.06.2023 | Market manipulation | Transactions with investment units in collusion | Investment units of ZPIF Primary placement fund (ISIN RU000A101NK4) | Aleksanenkov Anton Andreevich, Aleksanenkova Irina Petrovna | 25.10.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Aleksanenkov A.A., Aleksanenkova I.P. The Bank of Russia sent orders to suspend trading through trading accounts held by the above persons. Aleksanenkov A.A. and Aleksanenkova I.P. are subject to administrative proceedings. |
| 148 | 01.06.2023 | Market manipulation | Transactions with futures contracts in collusion | Futures contracts for MOEX index(MIX-3.23), ordinary shares of Rosneft Oil Company (ROSN-12.24, ROSN-3.25) | Sekushina Tatiana Valeryevna, Vedernikov Evgeny Vyacheslavovich | 22.04.2022–11.05.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Sekushina T.V. and Vedernikov E.V. The Bank of Russia sent orders to suspend trading through trading accounts held by the above persons. Sekushina T.V. and Vedernikov E.V. are subject to administrative proceedings. |
| 147 | 18.05.2023 | Market manipulation | Transactions with bonds in collusion | Bonds of Tinkoff Bank (ISIN: RU000A102FH4, RU000A102FW3) | Beda Alexander Vladimirovich, Beda Vladimir Alexandrovich | 03.08.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Beda A.V. and Beda V.A. The Bank of Russia sent orders to suspend trading through trading accounts held by the above persons. Beda A.V. and Beda V.A. are subject to administrative proceedings |
| 146 | 12.05.2023 | Market manipulation | Transactions with units in collusion | Units of the exchange — traded mutual investment fund for market financial instruments «Sber Money Market ETF» managed by JSC “First Asset Management” (ISIN RU000A103RF1) | Gatiyatullin Ildar Vladimirovich, Gatiyatullina Dina Alexandrovna | 17.10.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Gatiyatullin I.V. and Gatiyatullina D.A. The Bank of Russia sent orders to suspend trading through trading accounts held by the above persons. These persons are subject to administrative proceedings. |
| 145 | 28.04.2023 | Market manipulation | Conclusion of transactions where obligations were performed at the expense or in the interest of an entity | Marginable call and put options for futures contracts on RTS Index (contracts codes RTS-12.19M211119CA145000, RTS-12.21M031121CA182500, RTS-12.21M031121CA185000, RTS-12.21M071021PA175000, RTS-12.21M111121CA185000, RTS-12.21M111121CA187500, RTS-12.21M111121PA182500, RTS-12.21M230921PA162500, RTS-12.21M251121CA167500, RTS-12.21M251121CA170000, RTS-12.21M251121CA172500, RTS-12.21M251121CA175000, RTS-12.21M300921CA175000, RTS-9.21M020921CA162500, RTS-9.21M020921CA167500, RTS-9.21M020921PA165000),on shares of Russian issuers (contracts codesGAZR-12.21M290921CA36500, GAZR-9.21M140721PA27750, GAZR-9.21M210721CA28000, GAZR-9.21M210721CA29500, SBRF-6.21M020621CA31000, SBRF-6.21M020621CA31250, SBRF-6.21M260521CA31000), on USD/RUB exchange rate (contracts codes Si-12.19M071119PA64000, Si-12.19M141119PA64250, Si-12.19M211119PA63750, Si-12.20M011020PA77750, Si-12.20M081020PA77750, Si-12.20M101220CA75750, Si-12.20M221020CA77750, Si-12.20M221020PA76750, Si-12.20M291020CA77250, Si-12.20M291020CA78750, Si-12.21M071021CA73250, Si-12.21M071021CA73750, Si-12.21M071021CA75250, Si-12.21M071021PA73250, Si-12.21M071021PA73750, Si-12.21M071021PA74250, Si-12.21M091221PA73500, Si-12.21M111121CA72250, Si-12.21M111121CA72750, Si-12.21M111121PA70750, Si-12.21M141021PA72250, Si-12.21M211021PA72250, Si-12.21M230921PA73250, Si-12.21M251121PA72750, Si-12.21M300921PA73250, Si-12.21M300921PA73750, Si-12.21M300921PA74000, Si-3.20M261219CA63250, Si-3.21M110321CA76750, Si-3.21M180321PA72750, Si-3.21M241220CA74250, Si-3.21M241220PA75750, Si-3.21M280121CA76250, Si-3.21M280121PA72250, Si-3.21M301220CA75750, Si-6.20M040620CA71250, Si-6.20M110620CA70250, Si-6.20M110620PA68750, Si-6.20M180620PA68750, Si-6.20M210520PA71000, Si-6.20M280520CA73750, Si-6.21M130521CA75750, Si-6.21M250321PA77750, Si-6.21M270521PA73750, Si-6.21M290421CA75250, Si-9.20M060820PA72750, Si-9.20M060820PA73250, Si-9.20M130820PA73250, Si-9.20M170920PA73750, Si-9.20M170920PA74250, Si-9.20M200820CA74250, Si-9.20M200820CA74750, Si-9.20M230720PA70250, Si-9.20M300720CA74250, Si-9.20M300720PA71750, Si-9.21M010721PA73750, Si-9.21M020921PA74000, Si-9.21M020921PA74250, Si-9.21M080721PA73250, Si-9.21M090921CA73250), on Brent oil with various execution dates (contracts codes BR-10.21M020921PA71, BR-10.21M300921CA81, BR-11.21M211021CA87, BR-12.19M261119CA63, BR-5.21M080421PA63, BR-6.21M130521CA70, BR-6.21M130521PA64, BR-6.21M200521CA70, BR-7.21M030621CA67, BR-7.21M030621CA68, BR-7.21M030621CA71, BR-8.21M080721PA72, BR-8.21M080721PA74, BR-8.21M080721PA77) | Krivosheyev Konstantin Yevgeniyevich | 01.11.2019 — 03.12.2021 | The Bank of Russia sent a binding order to Konstantin Y. Krivosheyev to cease and desist from similar violations in the future. The Bank of Russia sent the documents related to the investigation to the law enforcement authorities. |
| 144 | 13.04.2023 | Market manipulation | Transactions with ordinary shares in collusion | Ordinary shares of PJSC “INVEST-DEVELOPMENT” (ISIN: RU000A0JV7V4) | Lebedev Andrey Vladimirovich, Lebedeva Galina Petrovna, Kostin Vladimir Mikhaylovich, Sonina Klavdiya Alekseevna, Dmitriev Mikhail Alekseevich, Dmitriev Aleksey Mikhaylovich, Dmitrieva Vera Anatolyevna, Dmitrieva Olga Olegovna | 06.02.2020 — 28.03.2022 | The Bank of Russia sent orders to cease and desist from similar violations in the future to: Lebedev A.V., Lebedeva G.P., Kostin V.M., Sonina K.A., Dmitriev M.A., Dmitriev A.M., Dmitrieva V.A., Dmitrieva O.O. Dmitriev A.M. and Dmitrieva V.A. are subject to administrative proceedings. The Bank of Russia sent orders to trade organizers and professional securities market participants to suspend operations conducted through accounts held by:Lebedev A.V., Lebedeva G.P., Kostin V.M., Sonina K.A., Dmitriev M.A., Dmitriev A.M., Dmitrieva V.A., Dmitrieva O.O. |
| 143 | 30.03.2023 | Market manipulation | Transactions with futures contracts in collusion | Futures contracts for Consumer Index (CNI-9.22), Financials Index (FNI-9.22), Metals & Mining Index (MMI-9.22), Oil & Gas Index (OGI-9.22), ordinary shares of PJSC “Gazprom” (GAZR-6.24, GAZR-9.24, GAZR-12.24, GAZR-9.25, GAZR-3.25) | Antonov Mikhail Ivanovich, Antonov Ilya Mikhailovich, Antonova Svetlana Valerievna, Antonova Anastasia Mikhailovna | 23.08.2022 – 26.10.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Antonov M.I., Antonov I.M., Antonova S.V., Antonova A.M. The Bank of Russia sent orders to suspend trading through trading accounts held by the above persons. These persons are subject to administrative proceedings. |
| 142 | 14.03.2023 | Market manipulation | Transactions with bonds in collusion | Bonds: The Government of Moscow (RU000A1030S9), PJSC «INARCTICA» (RU000A102TT0),CB «Renaissance Credit» (LLC) (RU000A102RN7, RU000A102H83),LLC «Home Credit & Finance Bank» (RU000A102RF3), PJSC «Samolet Group»(RU000A103L03, RU000A104JQ3), LLC «HC Finance»(RU000A102W68), PC «TransFin-M» (RU000A0ZYEB1, RU000A103M36) | Ivanets Evgeniy Vadimovich, Ivanets Olga Mikhailovna | 05.08.2022 | The Bank of Russia sent orders to cease and desist from similar violations in the future to: Ivanets Е.V. and Ivanets О.М. The Bank of Russia sent orders to suspend transactions on the said persons’ trading accounts. These persons are subject to administrative proceedings. |
| 141 | 27.02.2023 | Market Manipulation | Transactions with bonds in collusion | Bonds of GUP «ZHKKH RS (Ya)» (ISIN: RU000A100PB0)and bonds ofJSC «Rosselkhozbank»(ISIN: RU000A0ZZ4T1) | Lanchakov Andrey Petrovich, Volkova Svetlana Vladimirovna, Balashova Svetlana Dmitrievna | 17.11.2021 — 23.05.2022 | The Bank of Russia sent orders to cease and desist from similar violations in the future to: Lanchakov A.P., Volkova S.V., Balashova S.D. The Bank of Russia sent orders to suspend transactions on the said person’s trading accounts These persons are subject to administrative proceedings. The qualification certificate of a financial market specialist issued to Lanchakov A.P. has been cancelled as decided by the Bank of Russia |
| 140 | 22.02.2023 | Market manipulation | Transactions with derivatives in collusion | Derivatives:RTS-9.22M250822CA97500,RTS-9.22M010922CA100000,RTS-9.22M150922CA87500,RTS-9.22M150922CA90000,RTS-9.22M150922CA85000,RTS-9.22M250822CA92500,RTS-9.22M250822CA100000,RTS-9.22M250822PA115000,RTS-12.22M171122CA107500,CHMF-12.22, MTSI-9.22,NLMK-9.22, SMLT-12.22,MTLR-12.22, DSKY-3.23,HOME-12.22, BIDU-6.22,FNI-9.22, FNI-3.23 | Zayanchkovsky Aleksey Aleksandrovich,Kurchavykh Natalia Leonidovna. | 21.02.2022 — 23.09.2022 | The Bank of Russia sent orders to cease and desist from similar violations in the future to: Zayanchkovsky A.A., Kurchavykh N.L. The Bank of Russia sent orders to suspend transactions on the said person’s trading accounts. These persons are subject to administrative proceedings. |
| 139 | 31.01.2023 | Market manipulation | Transactions with futures contracts in collusion | Futures contracts for exchange rate USD-RU (Si-3.24, Si-6.24), natural gas (NG-10.22), MOEX index (MXI-9.24, MXI-3.25, MXI-12.24),sugar (SUGR-3.22, SUGR-7.22), ordinary shares of PJSC “Gazprom” (GAZR-3.23), depositary receipts for shares of Baidu Inc. (BIDU-3.22), exchange rate EU-RU (Eu-6.23),ordinary shares of PJSC “MMC “Norilsk nickel” (GMKN-12.22), mortgage real estate index (HOME-12.22), Russian market volatility (RVI-12.21, RVI-1.22, RVI-7.22, RVI-8.22, RVI-9.22), silver (SILV-3.23) | Rutenberg Oleg Borisovich Aksenov Vyacheslav Yuryevich | 25.10.2021 – 14.07.2022 | The Bank of Russia sent orders to cease and desist from similar violations in the future to: Rutenberg O.B. and Aksenov V.Y. These persons are subject to administrative proceedings. The Bank of Russia sent orders to trade organizers to suspend trading through Oleg B. Rutenberg’s and Vyacheslav Y. Aksenov’s trading accounts. |
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Last updated on: 21.12.2023