List of detected cases of the misuse of insider information and market manipulation (market abuse)
| № | Release date | Type | Marks | Instruments | Offenders | Period of activity | Measures taken |
|---|---|---|---|---|---|---|---|
| 89 | 25.12.2018 | Market manipulation | Prearranged securities transactions which led to significant deviations in trading parameters | Ordinary shares of PJSC GC TNS Energo | CJSC Management Company UNITY TRUST and Glestimon Management Limited | 23.04.2017 −15.11.2017 | Dispatch of orders aimed at preventing similar violations in future |
| 88 | 06.12.2018 | Market manipulation | Prearranged securities transactions which led to significant deviations in trading parameters | Ordinary shares of PJSC Rostelecom, PJSC Mining and Metallurgical Company Norilsk Nikel, Sistema PJSC, PJSC MegaFon, PJSC Mobile TeleSystems, OJSC NOVATEK, PJSC Gazprom, PJSC Oil Company Bashneft, PJSC Magnit, PJSC LUKOIL, PJSC DIXY Group, PJSC LSR Group, PJSC OC Rosneft, PJSC Gazprom Neft, PJSC Sberbank, PJSC TATNEFT, OJSC Surgutneftegaz, PJSC Unipro, PJSC IDGS of Volga, PJSC Rosseti, PJSC TGK-1, PJSC ALROSA, PJSC Enel Russia, JSC BSP, PJSC RusHydro, PJSC Aeroflot, PJSC SOLLERS, PJSC Moscow Exchange, PJSC M.video, JSC PhosAgro, VTB Bank (PJSC), PJSC OGK-2, PJSC INTER RAO, PJSC TMK, PJSC Mostotrest, PJSC Uralkali, PJSC FSK UES, PJSC NLMK, PJSC Severstal, OJSC MMK, shares of the foreign issuer PLLC Yandex N.V., preferred shares of PJSC Sberbank, OJSC Surgutneftegaz, PJSC Oil Company Bashneft, PJSC Rostelecom, PJSC TATNEFT, PJSC Transneft, depository receipts of Lenta Ltd, QIWI PLC, ROS AGRO PLC | Berger Dmitry Eduardovich | 03.02.2014 — 26.01.2017 | Investigation materials were sent to law enforcement authorities |
| 87 | 27.08.2018 | Market manipulation | Performance of securities transactions by prior agreement for the purpose, among other things, of deceit as to the price of such securities. As a result of such transactions, the price of securities was maintained at a level significantly different from that which would have emerged in the absence of such operations. | Shares of a foreign issuer Polyus Gold International Limited, ordinary shares of PJSC Platform UTINET.Ru, ordinary shares of PJSC TPG AESSEL | BROFAM ASSETS LIMITED (VERFARM HOLDING LTD), EVELSIA TRADING LTD, Vionmane Ltd, V.A. Ivanov, I.A. Ivanov | from 01.02.2013 to 08.02.2016 | Dispatch of orders aimed at preventing similar violations in future |
| 86 | 27.08.2018 | Market manipulation | Performance of securities transactions by prior agreement for the purpose, among other things, of deceit as to the price of such securities. As a result of such transactions, the price of securities was maintained at a level significantly different from that which would have emerged in the absence of such operations. | Shares of a foreign issuer United Company RUSAL Plc | BROFAM ASSETS LIMITED (VERFARM HOLDING LTD), EVELSIA TRADING LTD. | from 30.03.2015 to 13.07.2015 | Dispatch of orders aimed at preventing similar violations in future |
| 85 | 27.08.2018 | Market manipulation | Performance of securities transactions by prior agreement leading to a significant deviation of trading parameters | Ordinary shares of OJSC GlavTorgProduct | Vionmane Ltd, Omega Trade LLC, Premium Media Group LLC, I.Z. Losik, T.V. Solgalova, A.S. Lashkov, T.Ya. Sergienko, M.A. Morozov | from 31.10.2012 to 05.05.2016 | Dispatch of orders aimed at preventing similar violations in future |
| 84 | 27.08.2018 | Market manipulation | Performance of securities transactions by prior agreement leading to a significant deviation of trading parameters | Ordinary shares of PJSC Mediaholding | A.Yu. Arutyunov, D.V. Annenkov, S.A. Odintsov, N.K. Solovyov, V.V. Pantserny, STREAMBALL TRADING LTD | from 07.12.2012 to 10.05.2017 | Dispatch of orders aimed at preventing similar violations in future |
| 83 | 27.08.2018 | Market manipulation | Performance of securities transactions by prior agreement for the purpose, among other things, of deceit as to the price of such securities. As a result of such transactions, the price of securities was maintained at a level significantly different from that which would have emerged in the absence of such operations. | Ordinary shares of Public Joint-stock Company VTORRESURSY | LLC SKYINVEST Securities, LLC Investment, LLC Sfera, LLC Demish, LLC San Production, LLC StalProm, LLC SMART Company, A.A. Gusev, D.I. Maryechkina, A.B. Yashin, T.E. Chertkoyeva, T.V. Stolyarova, A.A. Shumilov, S.D. Kurnayev, S.E. Tereshchenko, S.S. Lebedev | from 19.07.2012 to 01.12.2016 | Dispatch of orders aimed at preventing similar violations in future |
| 82 | 27.08.2018 | Market manipulation | Performance of securities transactions by prior agreement for the purpose, among other things, of deceit as to the price of such securities. As a result of such transactions, the price of securities was maintained at a level significantly different from that which would have emerged in the absence of such operations. | Ordinary shares of open joint-stock company Levenhuk | M.E. Kleshchunov, M.E. Kaminskaya, A.A. Gusev, I.I. Guseva, D.I. Maryechkin, LLC Levenhuk, OJSC Smart Broker, LLC EXPERT RELATION, Triolima Corporation | from 28.11.2012 to 06.04.2016 | Dispatch of orders aimed at preventing similar violations in future |
| 81 | 27.08.2018 | Market manipulation | Performance of securities transactions by prior agreement leading to a significant deviation of trading parameters | Investment units of Closed-end Rental Unit Investment Fund Finam — Capital Investment managed by B&N FINAM Group Asset Management LLC | BROFAM ASSETS LIMITED (VERFARM HOLDING LTD), Vionmane Ltd, E.V. Agapov, V.A. Stavitskiy, A.A. Pechenikin, Yu.A. Zubtsova, V.V. Bondarenko, E.A. Babaev, V.O. Tishin, V.V. Fomichev, KIT Finance Invest (LLC), KIT Finance Trade (LLC), EFNS-GROUP LLC | from 18.07.2013 to 21.07.2015 | Dispatch of orders aimed at preventing similar violations in future |
| 80 | 27.08.2018 | Market manipulation | Performance of securities transactions by prior agreement for the purpose, among other things, of deceit as to the price of such securities. As a result of such transactions, the price of securities was maintained at a level significantly different from that which would have emerged in the absence of such operations. | Investment units of Closed-end Equity Unit Investment Fund Finam — Information Technologies managed by LLC Management Company Finam Management | BROFAM ASSETS LIMITED (VERFARM HOLDING LTD), GOSTEMISO TRADING LTD, Vionmane Ltd, A.A. Lebedev, T.L. Zemlyanskaya, A.N. Zemlyansky, N.M. Arshinova, A.I. Belevtsev, S.A. Dyatlova, A.S. Mineev, E.V. Filippov, G.A. Obukhov, V.V. Sitkov, V.G. Sukhanov, A.A. Semenyak, A.V. Shandula, D.V. Mamonov | from 12.04.2012 to 30.06.2015 | Dispatch of orders aimed at preventing similar violations in future |
| 79 | 29.06.2018 | Market manipulation | Performance of mutual equity transactions by prior agreement leading to a significant deviation of trading parameters. Most transactions did not have any economic sense | Ordinary shares of PJSC Uniform Techno Systems | D.A. Litvinov, A.S. Lashkov, D.S. Zelenya, A.Yu. Yakovlev and LLC Omega Trade | from 01.06.2015 to 23.01.2017 | Orders were sent to D.A. Litvinov, A.S. Lashkov, D.S. Zelenya, A.Yu. Yakovlev and LLC Omega Trade aimed at preventing similar violations in future as well as to professional securities market participants and PJSC Moscow Exchange to block trading accounts of D.A. Litvinov, A.S. Lashkov, D.S. Zelenya, A.Yu. Yakovlev and LLC Omega Trade |
| 78 | 29.05.2018 | Misuse of insider information | Transfer of insider information contained in FX sale orders and its use by the counterparty to conduct deals in organised trading and to make extra profit | FX instruments USDRUB_TOM and USDRUB_TOD | K.A. Semeshkin and A.N. Bessonov | from 18.12.2015 to 29.12.2015 | Inspection materials were sent to law enforcement authorities |
| 77 | 18.04.2018 | Misuse of insider information | Instances of use of insider information of a professional securities market participant by the author of mirror trading strategies to conduct deals over his own client accounts and to make extra profit | Ordinary shares of PJSC Aeroflot, ordinary shares of PJSC FSK UES, ordinary shares of PJSC Magnit, ordinary shares of PJSC Gazprom, ordinary shares of PJSC Inter RAO, ordinary shares of PJSC Alrosa, ordinary shares of PJSC Lukoil, ordinary shares of OJSC MMK, ordinary shares of PJSC NLMK, ordinary shares of OJSC Raspadskaya, ordinary shares of PJSC AFK Sistema, ordinary and preferred shares of OJSC Surgutneftegaz, ordinary shares of PJSC RusHydro, ordinary shares of PJSC Mining and Metallurgical Company Norilsk Nikel, ordinary shares of PJSC MegaFon, ordinary and preferred shares of PJSC Oil Company Bashneft, ordinary shares of VTB Bank PJSC, ordinary shares of PJSC Rosseti, ordinary shares of PJSC Mosenergo, ordinary shares of PJSC Mechel, ordinary shares of PJSC OGK-2, ordinary shares of PJSC Uralkali, and ordinary shares of PJSC Rostelecom Ordinary shares of PJSC PhosAgro, ordinary shares of PJSC Severstal, preferred shares of PJSC Sberbank, and preferred shares of PJSC Lenenergo | Elvis T. Marlamov | from 08.06.2016 to 22.02.2018 | Inspection materials were sent to law enforcement authorities. Orders aimed at preventing similar violations in the future were sent to Elvis T. Marlamov |
| 76 | 11.04.2018 | Markets manipulation | Performance of a number of mutual equity transactions by prior agreement leading to a significant deviation of trading parameters | Ordinary shares of PJSC IC Rosgosstrakh | A.I. Perkin, K.A. Davlyatshina, F.A. Khomenok, A.S. Denisov | from 10.12.2013 to 28.04.2016 | Orders were sent to A.I. Perkin, K.A. Davlyatshina, F.A. Khomenok and A.S. Denisov aimed at preventing similar violations in future. |
| 75 | 26.03.2018 | Markets manipulation | Performance of transactions with certain bonds by prior agreement leading to a significant deviation of trading parameters | Series 01 bonds of LLC DeloPorts, series 02 bonds of LLC Kuzbassenergo-Finans, series 01 bonds JSC PKT; series BO-01 exchange-traded bonds of LLC RSG Finans, series BO-04 exchange-traded bonds of PJSC Irkut Corporation; government bonds of the Smolensk Region issued in 2013 | A.P. Grishin, D.P. Grishin | from 21.01.2016 to 12.02.2016 | Orders were sent to A.P. Grishin and D.P. Grishin aimed at preventing similar violations in future as well as to professional securities market participants and PJSC Moscow Exchange to block trading accounts of A.P. Grishin and D.P. Grishin |
| 74 | 31.01.2018 | Markets manipulation | Performance of a number of mutual equity transactions by prior agreement leading to a significant deviation of trading parameters. Most transactions did not have any economic sense | Ordinary shares of PJSC MRSK Tsentra and PJSC Samaraenergo, preferred shares of PJSC Samaraenegro and PJSC KSK | V.V. Moskovkin, I.N. Moskovkina | from July 2014 to December 2015 | Orders were sent to V.V. Moskovkin and I.N. Moskovkina aimed at preventing similar violations in future as well as to professional securities market participants and PJSC Moscow Exchange to block trading accounts of V.V. Moskovkin and I.N. Moskovkina |
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Last updated on: 25.12.2018