List of detected cases of the misuse of insider information and market manipulation (market abuse)
| № | Release date | Type | Marks | Instruments | Offenders | Period of activity | Measures taken |
|---|---|---|---|---|---|---|---|
| 138 | 21.12.2022 | Market Manipulation | Transactions with futures contracts in collusion | Futures contracts on zinc (Zn-1.22), nickel (NL-1.22, NL-2.22, NL-3.22) and aluminum (ALMN-2.22, ALMN-3.22) | Znaenok Vladislav Denisovich, Znaenok Denis Aleksandrovich, Ivanov Nikita Vladislavovich, Shakhova Yana Dmitrievna | 20.12.2021 – 29.12.2021 | The Bank of Russia sent orders to cease and desist from similar violations in the future to: Znaenok V.D., Znaenok D.A., Ivanov N.V., Shakhova Y.D. These persons are subject to administrative proceedings. The Bank of Russia took measures within the framework of administrative proceedings against PJSC Moscow Exchange due to its failure to comply with the requirements of Federal Law № 224-FZ in terms of taking appropriate measures to prevent, detect and deter illegal use of insider information and (or) market manipulation during the process of organizing and holding the Competition. |
| 137 | 16.12.2022 | Market manipulation | Transactions with bonds in collusion | Bonds of Derzhava-Platforma LLC(ISIN: RU000A0ZYU54) | Androsov Vyacheslav Nikolaevich, Androsov Nikolay Alekseevich | 23.11.2021 – 25.11.2021 | The Bank of Russia sent orders to cease and desist from similar violations in the future to: Androsov V.N. and Androsov N.A. The Bank of Russia sent orders to professional securities market participants to suspend operations conducted through Vyacheslav N. Androsov’s and Nikolay A. Androsov’s trading accounts. These persons are subject to administrative proceedings. The qualification certificate of a financial market specialist issued to Vyacheslav N. Androsov has been cancelled as decided by the Bank of Russia. |
| 136 | 24.11.2022 | Market manipulation | Transactions with ordinary shares in collusion | Ordinary shares of PJSC Saratovenergo (ISIN: RU0009100754) | Belyaevsky Vladimir Nikolaevich, Guseva Ekaterina Vladimirovna, Karimov Raphael Khamitovich, Korzinkin Dmitry Yurievich, Labazanov Jabrail Labazanovich, Mazitov Nail Fidailovich, Ramazanova Asiyat Ruslanovna, Sanzharbek Uulu Syymyk, Chechushkov Alexander Ivanovich | 06.04.2021 — 07.04.2021 | The Bank of Russia sent orders to suspend transactions on trading accounts. The Bank of Russia sent orders to cease and desist from similar violations in the future to: Belyaevsky V. N., Guseva E. V., Karimov R. K., Korzinkin D. Y., Labazanov J. L., Mazitov N. F., Ramazanova A. R., Sanzharbek U. S., Chechushkov A. I. |
| 135 | 02.11.2022 | Misuse of insider information | Misuse of insider information when performing equity transactions | Ordinary sharesPJSC Raspadskaya (ISIN: RU000A0B90N8) | Smolin Dmitry Vyacheslavovich, Mamaryan Narine Oganesovna, Panov Evgeny Evgenievich, Mamaryan Kristina Oganesovna, Petrosyan Greta Georgikovna | November 2020 | The Bank of Russia sent orders to cease and desist from similar violations in the future to: Smolin D.V., Mamaryan N.О., Panov Е.Е., Mamaryan К.О., Petrosyan G.G. The Bank of Russia sent orders to professional securities market participants to suspend operations conducted through accounts held by: Smolin D.V., Mamaryan N.О., Panov Е.Е., Mamaryan К.О., Petrosyan G.G. |
| 134 | 06.10.2022 | Market manipulation | Transactions with futures contracts in collusion | Futures contracts on raw sugar (SUGR-10.21, SUGR-3.22, SUGR-5.22), ordinary shares PJSC “MTS” (MTSI-12.21), ordinary shares PJSC “Rostelecom” (RTKM-9.21) | Ilfat I. Ziganshin, Maria S. Kalinchikova | 30.03.2021 — 25.02.2022 | The Bank of Russia sent orders to cease and desist from similar violations in the future to Ilfat I. Ziganshin and Maria S. Kalinchikova. These persons are subject to administrative proceedings. The Bank of Russia sent orders to professional securities market participants to suspend operations conducted through Ilfat I. Ziganshin’s and Maria S. Kalinchikova’s trading accounts |
| 133 | 08.09.2022 | Market manipulation | Transactions with bonds in collusion | Bonds of PJSC RusHydro (ISIN: RU000A0JTMG7) | Denis A. Kolesnikov, Anatoly G. Kolesnikov | 14.05.2021 – 02.09.2021 | The Bank of Russia sent orders to cease and desist from similar violations in the future to Denis A. Kolesnikov and Anatoly G. Kolesnikov. These persons are subject to administrative proceedings. |
| 132 | 29.07.2022 | Market manipulation | Bond trading in collusion | Bonds of Garant-Invest Commercial Real Estate JSC (ISIN RU000A1005T9) | Transactions were conducted on the brokerage accounts of M.V. Zavalinsky, A.I. Gron, Sh.B. Abdulkhalikov, P.D. Pushina, A.O. Grachev, A.A. Boytsova, E.M. Nikitina, Yu.S. Chibrikova, V.N. Ekimov, A.V. Efimov, F.E. Mikhunov, and A.M. Suvorov. | 23.08.2019–30.09.2020 | The Bank of Russia sent orders to suspend transactions and operations on trading accounts. |
| 131 | 30.06.2022 | Market manipulation | Transactions with bonds in collusion | Transactions with bonds in collusion | Valentin V. Shavrin Olesya S. Shavrina | 16.08.2021–24.08.2021 | The Bank of Russia sent orders to cease and desist from similar violations in the future to Valentin V. Shavrin and Olesya S. Shavrina. These persons are subject to administrative proceedings. |
| 130 | 22.04.2022 | Market manipulation | Transactions with ordinary shares in collusion | Ordinary shares of PJSC CIT (ISIN: RU000A0JV532), PJSC PESC (ISIN: RU000A0ET123), ROSSETI South, PJSC (ISIN: RU000A0JPPG8) | Dmitry A. Sevryukov, Sergey V. Tarasov | 02.03.2021–05.03.2021 | Bank of Russia orders to cease and desist from future violations were sent to D.A. Sevryukov, S,V. Tarasov These persons are subject to administrative measures. |
| 129 | 15.04.2022 | Market manipulation | Transactions with margin call options in collusion | “Margin call options on the USD/RUB exchange rate futures contract (contract code SI-3.22M170322CA76250, SI-3.22M170322CA86000, SI-3.22M170322CA70000) and the RTS Index futures contract (contract code RTS-12.22M151222CA170000)” | Dmitry B. Volkov and Yuliya P. Volkova | 01.07.2021–19.07.2021 | Bank of Russia orders were sent to D.B. Volkov and Y.P. Volkova to cease and desist from future violations. These persons are subject to administrative measures. |
| 128 | 24.03.2022 | Market manipulation | Transactions with investment units in collusion | Investment units of Closed-end Rental Unit Investment Fund Tverskaya Usadba (ISIN: RU000A0JR0A9) | Galina S. Bobkova, Dmitry V. Bulgakov, Anna V. Bulgakova, Denis A. Vorobyov, Pavel V. Geiler, Anna Yu. Kozlova, Vasily V. Kolosov, Svetlana A. Lobenkina, Mikhail A. Miroshnichenko, Nikita V. Morozov, Elena A. Morkhat, Evgeny S. Moskalenko, Elena V. Nechaeva, Dmitry V. Pakhomov, Dmitry S. Pestryak, Ekaterina O. Pogorelova, Anastasiya Yu. Umarova, Kirill A. Fedorov, Ekaterina A. Shchelokova, LLC BisnesProekt (TIN 7714892302; liquidated on 18.05.2020), LLC GEILER CAPITAL (TIN 7702817004), LLC ZELTA GROUP (TIN 7703472803), LLC ZELTA INVEST (TIN 7703472793), LLC ZELTA FINANCE (TIN 7703472835), LLC Kristelin (TIN 7714311580), LLC MALGANIS (TIN 7704493651), LLC MFT (TIN 9701136327), LLC Strelec A (TIN 7707430040), LLC STROY INVEST (TIN 7709979678; terminated operation on 14.09.2021 as a result of merger with LLC PLUTON, TIN 9718169049), LLC TECHNOINVEST (TIN 7706814558), JSC MC Global Capital (TIN 7710561645), LLC ELTEK (TIN 7724932402), LLC ULBAI (TIN 7703475427) | 03.09.2019–11.02.2021 | Bank of Russia orders to cease and desist from future violations were sent to G.S. Bobkova, D.V. Bulgakov, A.V. Bulgakova, D.A. Vorobyov, P.V. Geiler, A.Yu. Kozlova, V.V. Kolosov, S.A. Lobenkina, M.A. Miroshnichenko, N.V. Morozov, E.A. Morkhat, E.S. Moskalenko, E.V. Nechaeva, D.V. Pakhomov, D.S. Pestryak, E.O. Pogorelova, A.Yu. Umarova, K.A. Fedorov, E.A. Shchelokova, LLC GEILER CAPITAL, LLC ZELTA GROUP, LLC ZELTA INVEST, LLC ZELTA FINANCE, LLC Kristelin, LLC MALGANIS, LLC MFT, LLC Strelec A, LLC PLUTON, LLC TECHNOINVEST, JSC MC Global Capital, LLC ELTEK, and LLC ULBAI. Some of these persons are subject to administrative measures. |
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Last updated on: 21.12.2022