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871 documents found
231
09.07.2018
regulator considers unacceptable a situation when an investor, by communicating with a broker or visiting his website, receives information about services provided by a foreign
232
20.06.2018
14.06.2018, on suspension of the insurance broker licence of Limited Liability Company Insurance (Reinsurance) Broker Unimar;
No. OD-1493, dated 18.06.2018, on
233
30.05.2018
of a licence to perform mediation activity as an insurance broker of LLC Insurance Broker Setevoi Alliance;
The Bulletin informs about the termination of forced
234
25.04.2018
suspending the licence to perform mediation activity as an insurance broker of the Insurance Broker Setevoi Alliance, LLC;
No. OD-982, dated 17.04.2018, on
235
04.04.2018
Ordinance No. 4630-U, dated 30 November 2017, ‘On the Requirements for Dealer, Broker, Securities Management and Forex Dealer Activities with Regard to the Calculation of
236
14.02.2018
dated 08.02.2018, on the revocation of the insurance broker licence from Russian-English Insurance Broker Limited Liability Company;
No. OD-312, dated 08.02.2018,
237
02.02.2018
repo agreements with third parties and without del credere guarantees from the broker. This approach is also risky for customers as they may lose their
238
31.01.2018
of the licence to perform mediation activity as an insurance broker from the Insurance Broker ‘Belaya Bashnya’ JSC;
No. OD?158, dated 25.01.2018,
239
23.01.2018
by a broker SRO in accordance with the regulator’s requirements and is mandatory for all professional securities market participants engaged in broker activity irrespective
240
28.12.2017
regulatory novations of the Bank of Russia aimed at improving regulation of broker and dealer operations. They will protect investors’ interests and lay the groundwork