List of detected cases of the misuse of insider information and market manipulation (market abuse)
| № | Release date | Type | Marks | Instruments | Offenders | Period of activity | Measures taken |
|---|---|---|---|---|---|---|---|
| 31 | 27.12.2013 | Manipulations in ordinary shares market | Regular accomplishment of bilateral transactions, which occupied a significant part of shares trades (up to 100% of daily trades on some days). The transactions resuled in price and other market variables deviation. | Varyeganneftegaz, JSC | Individual | March 2012 — September 2013 | Imposition of administrative sanctions. |
| 30 | 13.11.2013 | Manipulations in shares market | Intentional dissemination of false information and accomplishment of the legal entity shares transactions agreed before by participants, who was in benefit from the transactions. As a result of the manipulations market variables deviated from the level, that would be without the transactions. Besides, during trading days and for the benefit of one individual transactions based on bids with highest purchase price and lowest selling price were repeatedly accomplished, resulting in price deviation. Manipulations were aimed at benefiting from reverse transactions made by simulated prices. | War and peace Media group, JSC | Founders and officers of the company | 2012 | Imposition of administrative sanctions. Inspection results send to law-enforcement authority. For averting of further manipulations by offenders, they were forbidden to accomplish any transactions with market operators including derivatives transactions. |
| 29 | 10.09.2013 | Manipulations with shares | Nominations of transactions resulting in bids deviation from the level, that could be without the transactions | Bogorodskie delikatesi, JSC | Several legal entities, one of them was a professional securities market participant | December 2012 | Imposition of administrative sanctions. Revokation of licence of a professional securities market participant |
| 27 | 19.06.2013 | Manipulations in shares market | Dissemination of false information in mass media. As a result, share price changed and trade value increased (many trade participants suffered losses) | Рђvtovaz, JSC | Legal entity assisted by several legal entities and individuals | December 2012 | Imposition of administrative sanctions. Inspection results send to law-enforcement authority. |
| 26 | 30.05.2013 | Manipulations in bonds market | Accomplishment of regular crossing trades. Trade volume performed by them on some days amounted up to 100% of daily trade volume conducted with the sahres.On some days securities volatility increased more than 100% | Constructional union Рњ-Industiya, CJSC | Two residents of the Russian Federation having family relationships with each other | February 2012 — June 2012 | Imposition of administrative sanctions |
| 25 | 25.04.2013 | Manipulations in ordinary shares market | Regular crossing trades conducted by the same participants. Trade volume performed by them amounted on some days up to 100% of daily trade volume accomplished with the sahres. The transactions resulted to a sustantional price variance and other market variables of the sahres. It was established, that unfair transactions were accomplished to the benefit of the shares issuer — JSC Proektniye Investiciyi | Proektniye Investiciyi, JSC | Customers of several professional market participants | January 2012 — February 2013 | Imposition of administrative sanctions. Inspection results send to law-enforcement authority. |
| 24 | 06.03.2013 | Manipulations in ordinary shares market | Regular crossing trades conducted by the same participants. Trade volume performed by them amounted on some days up to 100% of daily trade volume accomplished with the sahres. The transactions resulted to a sustantional price variance and other market variables of the sahres. Transactions were accomplished at instructions and at the expence of one individual. | Avangard, JSC JSCB | Customers of several professional market participants | December 2011 — May 2012 | Imposition of administrative sanctions |
| 23 | 22.02.2013 | Manipulations in ordinary and preference shares market | 90% of daily trade volume with ordinary shares and 96,53% of daily trade volume with preference shares were accomplished between two trading participants (individuals) without any economic efficiency. Transactions were accomplished at the same price and did not afford any profit. No-address bids for the transactions were submitted simultaniously with identical volume and prices. | Archangelskaya sbytovaya companiya, JSC | Memebers of the Board of Directors of Baikalinvestbank,JSC, mebers of the Supervisory Board of the Enisey Bank Public Company, individuals in superior positions of Ortiga, LLC, group | 16.12.2011 | No information avaliable |
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Last updated on: 27.12.2013