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872 documents found
91
09.10.2023
law contract with an insurer.
Widespread schemes
• Pretending to be an insurance broker, an entity might offer assistance in buying insurance policies from various insurers.
92
06.10.2023
collusion in order to win an investment tender organised by a Russian broker. These transactions caused significant deviations in the trading volumes of the Futures.
broker will be obliged to inform its clients about the risks of
using not only the client’s funds but also securities by the broker
94
04.09.2023
pass tests in order to make transactions with certain instruments. Besides, the broker’s resume should specify service fees and terms of leveraged transactions. Clients
95
26.07.2023
WhatsApp Telegram
The Bank of Russia initiative introduces a new category of broker clients, which includes individual investors with less than one year of experience
96
21.07.2023
States, be dealt with? What should an investor do if their foreign broker demands that the account be closed immediately, and the investor is actually
partly due to the duplication of customer accounts when moving from one broker to another,
and the number of active customers, in turn, declined by
98
09.06.2023
technical issue. People cannot close their IIAs with at least one large broker. This is also arousing quite strong indignation and distrust. While there are
to broker's infrastructure or infrastructure of cooperation between the broker
and the credit institution
Receiving notification
from the client or unaided identification by broker
100
28.04.2023
Russia with the assistance of a professional securities market participant (hereinafter, the Broker) established facts of market manipulation in on-exchange trading for certain options1 over