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871 documents found
211
30.04.2019
the existence of a bilateral agreement between GTCP TRADING LTD and Otkrytie Broker JSC, a professional securities market participant, on the role of GTCP TRADING
212
26.04.2019
established that in the course of providing these services to insurants, the broker must explain the insurance rules, draft insurance contracts, as well as special
213
25.04.2019
been conducted by Vadim G. Dorofeev, the head of the Division of Broker Operations at KIT Finance (JSC) and another employee of the said Division,
214
19.03.2019
Liquidity Criteria of Securities Serving as Collateral for Customers’ Obligations to the Broker Engaged in Such Transactions and Contracts, as well as the Required Ratios
215
06.02.2019
Securities market: Bank of Russia lays groundwork to bring switch to proportionate regulation closer
categories on the basis of the following simple criteria: the volume of broker / trust management transactions, the number of customers as per brokerage / trust management
216
05.02.2019
On the Internal Accounting Rules of Professional Securities Market Participants Engaged in Broker, Dealer, and Securities Management Activities’ (becomes effective 10 days after its official
pension savings); and after 1 July 2019, at least 75% (for companies, broker organisations, and international financial
pension savings). institutions (the list is compiled in
218
25.12.2018
Procedure and Timeframe for Reissuing the Insurance, Reinsurance, Mutual Insurance or Insurance Broker Licence, and for Receiving Replacement Licence Form or Duplicate Licence’ (becomes effective
219
21.12.2018
conflict of interest, etc.
The law stipulates a broker's responsibility for unfair business practices. Should the broker's failure to carry out their obligations
220
20.12.2018
transactions.
The basic standard for brokerage operations places heavy emphasis on the broker's duty to inform the consumer in cases where mirror trading is