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not only when purchasing bonds through
type III investment tax deduction. a broker but also when purchasing bonds di-
To implement Clause 4.2 of
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15.10.2021
link, rather than directly in the notice of a high-risk order.
A broker shall send a notice of a high-risk order to the investor and
133
06.10.2021
to a deposit.
Another incentive is the simplicity of investment via a broker’s mobile app often used by newcomers to conclude transactions on their
134
24.09.2021
Namely, when a person receives the status of a qualified investor, a broker shall notify such individual of elevated risks inherent in securities and derivatives
135
24.09.2021
and are uninsured.
Non-qualified investor test processes are similar to those of broker tests conducted before purchases of CEUIF units.
In particular, in the case
136
22.09.2021
Required Capital Adequacy Ratio for Professional Securities Market Participants Engaged in Dealer, Broker, Securities Management and Forex Dealer Activities’ (becomes effective on 1 October 2021,
137
20.08.2021
It will be necessary to pass the test only once for each broker when entering into the first deal with a specific class of financial
138
26.07.2021
calls or letters from a broker associated with the bank. At the same time, there is no guarantee that the broker or the depository will
139
16.07.2021
provided. In addition, auto-follow tools are also required to store records of broker orders automatically converted from recommendations. It is also important that the software
140
14.07.2021
revocation of the licence to perform mediation activity as an insurance broker of Insurance Broker Vita, Limited Liability Company;
No. OD-1431, dated 08.07.2021,