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permitting the broker to use not only their funds, but also securities to the broker’s benefit. According to the new rules, a broker must

investors will not need to confirm their qualification when they choose another broker, which will also promote competition for clients. Preview photo: Alexander Ryumin / TASS

Russia. A broker may execute a client’s order only upon notifying the client of a possible subsequent blocking of these securities. The broker may

through the IIA mechanism, regardless of whether securities are purchased through a broker or directly from the issuer through the financial platform. In addition, the

Share VKontakte WhatsApp Telegram A broker will be obliged to notify investors of risks they accept by permitting the broker to use not only their

April 2022 June 2021 June 2022 November 2021 Refunds from broker accounts Funds transfers to broker accounts Balance Source: Reporting form 0409405. In June 2022,

please. How investors can check whether they have been included in a broker’s collective application? For instance, one of the brokers whom I’ve

calculation by a broker of risk coverage ratios when fulfilling orders or changing the value of a client’s portfolio if the broker included this

investors, an improvement of the safety of non-qualified investors’ assets where a broker carries out separate accounting of assets, and an increase in financial intermediaries