List of detected cases of the misuse of insider information and market manipulation (market abuse)
| № | Release date | Type | Marks | Instruments | Offenders | Period of activity | Measures taken |
|---|---|---|---|---|---|---|---|
| 176 | 14.11.2024 | Market manipulation | Transactions with shares in collusion | Ordinary shares of PJSC «PIK-specialized homebuilding» (ISIN RU000A0JP7J7) | LLC «PIK-INVESTPROEKT», LLC «PLAZA HOLDING» | 04.05.2022 – 25.05.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to LLC «PIK-INVESTPROEKT» and LLC «PLAZA HOLDING». |
| 175 | 17.09.2024 | Market manipulation | Transactions with shares and depositary receipts in collusion | Ordinary shares of PJSC «INGRAD» (ISIN RU000A0DJ9B4), PJSC «Pharmacy Chain 36,6» (ISIN RU0008081765), PJSC «Rusgrain Holding» (ISIN RU000A0JPNP4), PJSC «Kuznetsky Bank» (ISIN RU000A0JSQ66), PJSC «Kovrov Mechanical Plant» (ISIN RU0006753613), GDR on shares of Fix Price Group PLC (ISIN US33835G2057) | «Vataga» LLC, Vecherya Nikolay Lvovich, Desinov Aleksey Vladimirovich, Ovchinnikov Sergey Mikhaylovich, Dobrovolskaya Anastasiya Sergeevna | 15.06.2020 — 04.01.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to «Vataga» LLC, Vecherya N.L., Desinov A.V., Ovchinnikov S.M., Dobrovolskaya A.S. |
| 174 | 17.09.2024 | Market manipulation | Transactions with derivatives in collusion | Futures on USD/RUB Exchange Rate (Si-6.23), CNY/RUB Exchange Rate (CNY-6.23), HKD/RUB Exchange Rate (HKD-6.23), Ozon Holdings Plc american depositary receipts (OZON-6.23). | «Light-Invest» PLC, «Grigoryan Invest» PLC, Kuznetsov D.M. | 02.05.2023 – 12.05.2023 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Kuznetsov D.M., «Light-Invest» PLC, «Grigoryan Invest» PLC. An administrative fine has been issued against Kuznetsov D.M., «Grigoryan Invest» PLC.The Bank of Russia sent orders to suspend operations on trading accounts of Kuznetsov D.M. |
| 173 | 17.09.2024 | Market manipulation | Transactions with derivatives in collusion | Futures on ordinary shares on MMK (MAGN-12.22), Sberbank (SBRF-12.22), Severstal (CHMF-12.22, CHMF-3.23), NLMK (NLMK-3.23), Tatneft (TATN-3.23), AFK Systema (AFKS-6.23), PJSC «FGC ROSSETI» (FEES-3.23, FEES-6.23), on Platinum (PLT-3.23), GBP/USD Exchange rate (GBPU-3.23), EUR/USD Exchange rate (ED-3.23) | Sychikov Dmitry Viktorovich, LLC «Light-Invest» | 13.09.2022 – 02.03.2023 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Sychikov D.V., LLC «Light-Invest». An administrative fine has been issued against Sychikov D.V., LLC «Light-Invest».The Bank of Russia sent orders to suspend operations on trading accounts of Sychikov D.V. |
| 172 | 20.08.2024 | Market manipulation | Transactions with ordinary shares in collusion | Ordinary shares of PJSC «RPC UWC»(ISIN RU000A0JVBT9), PJSC «M.video» (ISIN RU000A0JPGA0) | Transactions were conducted on the brokerage accounts of Belyaev D.V., Drozdov V.S., Zakharchenko A.E., Sokolov V.A., Vikhrachev D.R., Belova E.A., Rtischev D.A., Kuryanov M.A., Markelov A.I., Polishchuk O.I., Koryshov N.D., Gromov O.A., Ilina E.M., Malyshev R.Y., Ilyin D.L., Komov P.N.,Volkova N.A. | 01.10.2018 – 08.06.2021 | The Bank of Russia sent orders to suspend transactions and operations on trading accounts of Belyaev D.V., Drozdov V.S., Zakharchenko A.E., Sokolov V.A., Vikhrachev D.R., Belova E.A., Rtischev D.A., Kuryanov M.A., Markelov A.I., Polishchuk O.I., Koryshov N.D., Gromov O.A., Ilina E.M., Malyshev R.Y., Ilyin D.L., Komov P.N., Volkova N.A. |
| 171 | 11.07.2024 | Market manipulation | Transactions with derivatives in collusion | Future contracts on Moscow Real Estate DomClick Index (HOME-9.22, HOME-12.22), on Magnit ordinary shares (MGNT-9.22), margin options call on future contract on Moscow Real Estate DomClick Index (HOME-12.22M211222CA17000, HOME-12.22M211222CA25000, HOME-12.22M211222CA25500), margin option put on future contract on Moscow Real Estate DomClick Index (HOME-12.22M211222PA42000) | Ognevaya Lubov Alekseevna, Ognevoy Aleksandr Nikolaevich, Ognevoy Evgeny Aleksandrovich, Karkov Vladimir Vladimirovich, Naimushina Ludmila Guryanovna | 01.08.2022 – 13.12.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Ognevaya L.A., Ognevoy A.N., Ognevoy E.A., Karkov V.V., Naimushina L.G. |
| 170 | 28.06.2024 | Market manipulation | Conclusion of transactions where obligations were performed at the expense or in the interest of the same entity | Bonds of LLC «Ferroni» (ISIN RU000A103XP8, RU000A1053R3) | Akulshin Maxim Anatolyevich | 13.01.2022 – 10.03.2023 | The Bank of Russia sent binding order to cease and desist from similar violations in the future to Akulshin M.A. The Bank of Russia sent orders to suspend trading through trading accounts held by above person. |
| 169 | 28.06.2024 | Market manipulation | Transactions with bonds in collusion | Bonds of LLC «FJPM» (ISIN RU000A0ZZ8A2, RU000A1020K7), LLC FC «Naftatrans Plus» (ISIN RU000A100303, RU000A100YD8, RU000A102V51), JSC «Lambumiz» (ISIN RU000A100LE3), LLC «UniMetriks» (ISIN RU000A100T81), LLC «Cousin» (ISIN RU000A100TL1), LLC «Trade Management» (ISIN RU000A1014V7), LLC «Cruise» (ISIN RU000A103C04), LLC «Siberian Glass» (ISIN RU000A105C93), LLC «CDEK-Global» (ISIN RU000A102SM7), LLC «Trans-Mission» (ISIN RU000A104K11), PJSC MC Goldman Group (ISIN RU000A103FD1), LLC «Ferroni» (ISIN RU000A103XP8, RU000A1053R3), LLC «NTC Eurovent» (ISIN RU000A104BX6), LLC «NMCP» (ISIN RU000A104EP6), LLC «SELL-Servis» (ISIN RU000A104KM0) | LLC «UniService Capital», LLC «UniMetriks», Antipin Alexey Vladimirovich, Melekhov Alexey Anatolyevich, Rozhkov Ivan Alexandrovich, Piksaev Vyacheslav Viktorovich | 12.12.2018 – 13.04.2023 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to LLC «UniService Capital», LLC «UniMetriks», Antipin A.V., Melekhov A.A., Rozhkov I.A., Piksaev V.V. The Bank of Russia sent orders to suspend trading through trading accounts held by above persons. LLC «UniService Capital», Antipin A.V., Piksaev V.V. are brought to administrative responsibility. |
| 168 | 25.06.2024 | Market manipulation | Transactions with bonds in collusion | PJSC «Leasing company «Europlan» exchange-traded bonds BО-03 (ISIN RU000A100W60), BО-05 (ISIN RU000A1004K1), BО-08 ISIN RU000A0ZZBV2), 001Р-01 ISIN RU000A102RU2), 001Р-02 (ISIN RU000A1034J0), 001Р-04 (ISIN RU000A103S14) | Mikhailov Aleksandr Sergeevich, Mikhailova Anna Andreevna, Dolgikh Dmitriy Aleksandrovich | 22.04.2022 – 06.05.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Mikhailov A.S., Mikhailova A.A., Dolgikh D.A. The Bank of Russia sent orders to suspend trading through trading accounts held by the above persons. The Bank of Russia sent the documents related to the investigation to the law enforcement authorities. |
| 167 | 25.04.2024 | Market manipulation | Transactions with investment units in collusion | Units of the exchange traded fund «First Asset Management» JSC (ISIN RU000A100P44) | Kolmogorov Vitaliy Leonidovich, Belorusova Galina Yuryevna | 25.01.2023 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Kolmogorov V.L., Belorusova G.Y. Kolmogorov V.L., Belorusova G.Y. are brought to administrative responsibility. |
| 166 | 25.04.2024 | Market manipulation | Transactions with bonds in collusion | Bonds of Abis (ISIN RU000A1045V1) | Sechenykh Vasily Alekseevich, Sechenykh Alexey Mikhailovich | 06.01.2023 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Sechenykh V.A. and Sechenykh A.M. Sechenykh V.A., Sechenykh A.M. are brought to administrative responsibility. |
| 165 | 25.04.2024 | Market manipulation | Transactions with bonds in collusion | Bonds of Abis (ISIN RU000A102ZS9), LLC «ZAVOD KES» (ISIN RU000A102AB8), OJSC «Agrofirma – plemzavod «Pobeda» (ISIN RU000A102S23), «NEX-T» LLC (ISIN RU000A103WZ9), «Leasing-trade» LLC (ISIN RU000A1034X1, ISIN RU000A104XE0), «TECHNO Leasing» LLC (ISIN RU000A103TS0), CFP MFC PJSC (ISIN RU000A102T55), Ferroni LLC (ISIN RU000A103XP8), «TransFin-M» PC (ISIN RU000A0ZYEB1), DirectLeasing Limited (ISIN RU000A102M45), «A Development» (ISIN RU000A104FX7), MFC «Money Man» LLC (ISIN RU000A103PS8), MFC «Bistrodengi» (LLC) (ISIN RU000A102ZT7), LLC MFC «Lime-Zaim» (ISIN RU000A105AJ4), OOO «Patriot grupp»(ISIN RU000A105AX5), JSC Rosagroleasing (ISIN RU000A102TA0), MFC «CarMoney» LLC (ISIN RU000A103R98), LLMC «MigCredit» (ISIN RU000A103DA2), MFC «Zaymer» PJSC (ISIN RU000A103QJ5, ISIN RU000A102TL7), LLC «Slavyansk ECO» (ISIN RU000A103WB0), Incab LLC (ISIN RU000A1049M2), ID Collect PCO LLC (ISIN RU000A104JV3), «PimPay LLC» (ISIN RU000A103WD6) | Lukyanchuk Aleksandr Viktorovich, Polichuk Inga Mikhailovna | 05.08.2022 – 06.04.2023 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Lukyanchuk A.V., Polichuk I.M. Lukyanchuk A.V., Polichuk I.M. are brought to administrative responsibility. |
| 164 | 25.04.2024 | Market manipulation | Transactions with shares and investment units in collusion | Preferred shares of PJSC Sberbank (ISIN RU0009029557) and investment units of GOLD ETF Gold Fund(ISIN RU000A101NZ2) | Revin Evgeny Valerianovich, Revina Natalya Vladimirovna | 28.09.2022, 04.10.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Revin E.V. and Revina N.V. |
| 163 | 25.04.2024 | Market manipulation | Transactions with bonds in collusion | LLC. «Retail Bel Finance» (ISIN RU000A102TR4, ISIN RU000A101QF7), «Selectel», Co. Ltd. (ISIN RU000A102SG9), OR LLC. (ISIN RU000A102NK2), Joint-stock Company «PIONEER GROUP» (ISIN RU000A102KG6), MaximaTelecom, Joint Stock Company (ISIN RU000A102DK3), Pioneer Leasing Limited (ISIN RU000A102LF6), «Brusnika. Construction and development» LLC. (ISIN RU000A101HU5), «LEGENDA» LLC (ISIN RU000A101GW3), Joint stock company APRI «Fly Planning» (ISIN RU000A101178), Sistema Public Joint Stock Financial Corporation (ISIN RU000A0ZYQY7), Samolet Group Public Joint Stock Company (ISIN RU000A102RX6), Respublika Belarus (ISIN RU000A100D30, ISIN RU000A100D63) | Zhukov Maxim Valeryevich, Zhukova Lidiya Borisovna, Solodov Evgeny Alekseevich | 05.11.2021 – 18.05.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Zhukov M.V., Zhukova L.B., Solodov E.A. Zhukov M.V., Zhukova L.B. are brought to administrative responsibility. |
| 162 | 25.04.2024 | Market manipulation | Transactions with bonds in collusion | Bonds of «AS FINANCE» LLC(ISIN RU000A0ZZYF7) | Lesnikov Alexey Stepanovich, Lesnikov Ilya Alekseevich, Lesnikova Svetlana Gennadievna, Lesnikov Sergey Stepanovich, Lesnikova Darya Sergeevna, Kochnev Dmitry Vasilyevich, Nekrasov Alexey Alexandrovich, Rybina Ksenia Alekseevna, Sholokhova Larisa Vladimirovna, «Autoleasing Plus» LLC | 26.12.2018 – 23.11.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Lesnikov A.S., Lesnikov I.A.,Lesnikova S.G., Lesnikov S.S., Lesnikova D.S., Kochnev D.V., Nekrasov A.A., Rybina K.A., Sholokhova L.V., «Autoleasing Plus» LLC. |
| 161 | 05.04.2024 | Market manipulation | Transactions with future contracts in collusion | Consumer Index futures contracts (CNI-3.23, CNI-6.23), Financials Index futures contracts (FNI-3.23, FNI-6.23), Metal and Mining Index futures contracts (MMI-3.23, MMI-6.23), Oil and Gas Index futures contracts (OGI-3.23, OGI-6.23) | Kopylov Sergey Mikhailovich, Kopylova Anastasia Alexandrovna | 19.12.2022 — 26.01.2023 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Kopylov S.M., Kopylova A.A. Kopylov S.M. and Kopylova A.A. are brought to administrative responsibility. |
| 160 | 05.04.2024 | Market manipulation | Transactions with future contracts in collusion | Metal and Mining Index futures contracts (MMI-12.22), Moscow real estate DomClick index futures contracts (HOME-3.23), Oil and Gas Index futures contracts (OGI-12.22), futures contracts on Invesco QQQ ETF Trust Unit Ser.1 (NASD-6.23), futures contracts on SPDR S&P 500 ETF Trust (SPYF-9.23), futures contracts on Aeroflot ordinary shares (AFLT-6.23), futures contracts on ALROSA ordinary shares (ALRS-6.23), futures contracts on Gazprom ordinary shares (GAZR-3.25, GAZR-9.23), futures contracts on Magnit ordinary shares (MGNT-6.23), futures contracts on PIK ordinary shares (PIKK-3.23), futures contracts on ROSSETI ordinary shares (RSTI-12.22), futures contracts on Gazprom Neft ordinary shares (SIBN-3.23) | Druz Alexandr Vadimovich, Druz Irina Nikolaevna | 28.11.2022 — 07.12.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Druz A.V., Druz I.N. Druz A.V., Druz I.N. are brought to administrative responsibility. |
| 159 | 05.04.2024 | Market manipulation | Transactions with future contracts in collusion | Copper futures contract (Co-12.22), Nickel futures contract (Nl-12.22), Financials Index futures contracts (FNI-12.22), Metal and Mining Index futures contracts (MMI-12.22, MMI-3.23), Oil and Gas Index futures contracts (OGI-3.23), futures contracts on iShares Core EURO STOXX 50 UCITS ETF EUR (Dist) (STOX-6.23) | Kasymov Parviz Erkinovich, Kasymova Farangis Ilhomovna | 18.11.2022 — 08.12.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Kasymov P.E., Kasymova F.I. Kasymov P.E., Kasymova F.I. are brought to administrative responsibility. |
| 158 | 05.04.2024 | Market manipulation | Transactions with future contracts in collusion | Aluminum Futures Contract (ALMN-2.23), Zinc Futures Contracts (Zn-2.23, Zn-1.23), Futures Contract on the euro-Canadian dollar exchange rate (ECAD-3.23), US Dollar-Turkish Lira Futures Contract (UTRY-3.23), Euro-Japanese Yen Futures Contract (EJPY-3.23) | Tarasov Alexander Vladimirovich, Tarasova Ludmila Alexandrovna | 01.11.2022 — 15.11.2022 | The Bank of Russia sent binding orders to cease and desist from similar violations in the future to Tarasov A.V., Tarasova L.A. Tarasov A.V. and Tarasova L.A. are brought to administrative responsibility. |
| 157 | 27.03.2024 | Misuse of insider information | Misuse of insider information when performing equity transactions | Ordinary shares PJSC Farmsintez (ISIN RU000A0JR514) | Sirosh Maksim Vladimirovich | 02.06.2021 – 07.06.2021 | The Bank of Russia sent binding order to cease and desist from similar violations in the future to Sirosh M.V. The Bank of Russia sent orders to suspend trading through trading accounts held by the above person. |
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Last updated on: 14.11.2024